SEC Drops 42 Enforcement Cases After Employees Accessed Restricted Records

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SEC Drops 42 Enforcement Cases After Employees Accessed Restricted Records
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The SEC is dismissing 42 enforcement cases after finding that some of its employees improperly accessed legal records that should have been walled off from them

Updated June 2, 2023 3:53 pm ETThe SEC’s system of in-house courts has fed defendants’ concerns that the agency wields both judicial and prosecutorial powers.

WASHINGTON—The Securities and Exchange Commission is dismissing 42 enforcement cases after finding that some of its employees improperly accessed legal records that should have been walled off from them, the agency said on Friday.Continue reading your article with

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